Plouffe Justin 4
4 · Carlyle Group Inc. · Filed Feb 3, 2026
Research Summary
AI-generated summary of this filing
Carlyle (CG) CFO Justin Plouffe Receives RSUs; Shares Withheld for Taxes
What Happened
Justin Plouffe, Chief Financial Officer of Carlyle Group Inc. (CG), received two restricted stock unit (RSU) awards totaling 50,474 shares (40,770 and 9,704 RSUs) on February 1, 2026. On the same date, 2,792 shares were withheld by the issuer to satisfy tax withholding obligations related to vested awards; the withholding is reported as a disposition at $58.78 per share for a value of $164,114. The RSUs were granted at $0.00 (compensation awards), not open-market purchases.
Key Details
- Transaction date: February 1, 2026. Withheld shares: 2,792 @ $58.78 = $164,114 (disposition for tax withholding). Grants: 40,770 RSUs and 9,704 RSUs @ $0.00 (awards).
- Shares owned after the transaction: not specified in the filing.
- Footnotes: F1 clarifies the 2,792-share disposition was issuer withholding to pay taxes from vesting (no open-market sale by Plouffe). F2 and F3 set vesting schedules for the grants (see Context).
- Filing timeliness: the filing shows the transactions on 2026-02-01 and was filed on 2026-02-03; no late-filing indication noted in the report.
Context
- The awards are RSUs (restricted stock units). F2 award vests 40% on Aug 1, 2027, 30% on Aug 1, 2028 and 30% on Aug 1, 2029, conditional on continued service. F3 award vests one-third on each of Feb 1, 2027, Feb 1, 2028 and Feb 1, 2029, also subject to continued service.
- The 2,792 shares were withheld by the company to satisfy tax obligations related to vesting — a routine administrative action that does not represent an open-market sale by the insider.
Insider Transaction Report
Form 4
Plouffe Justin
Chief Financial Officer
Transactions
- Tax Payment
Common Stock
[F1]2026-02-01$58.78/sh−2,792$164,114→ 899,419 total - Award
Common Stock
[F2]2026-02-01+40,770→ 940,189 total - Award
Common Stock
[F3]2026-02-01+9,704→ 949,893 total
Footnotes (3)
- [F1]Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of previously reported restricted stock unit awards (including previously reported dividend equivalent units accrued thereon). No shares of common stock were sold by the reporting person.
- [F2]These securities are restricted stock unit awards and will vest 40% on August 1, 2027, an additional 30% on August 1, 2028 and the remaining 30% on August 1, 2029, subject to the reporting person's continued service at the Issuer on the applicable vesting date.
- [F3]These securities are restricted stock unit awards and will vest 1/3 on each of February 1, 2027, February 1, 2028 and February 1, 2029, subject to the reporting person's continued service at the Issuer on the applicable vesting date.
Signature
/s/ Anne K. Frederick by Power of Attorney for Justin Plouffe|2026-02-03