4//SEC Filing
Riesterer Terry L. 4
Accession 0001794668-25-000006
CIK 0001024478other
Filed
Dec 4, 7:00 PM ET
Accepted
Dec 5, 7:45 PM ET
Size
17.9 KB
Accession
0001794668-25-000006
Insider Transaction Report
Form 4
Riesterer Terry L.
Vice President and Controller
Transactions
- Exercise/Conversion
Common Stock
2025-12-04+150→ 1,763 total - Exercise/Conversion
Common Stock
2025-12-05+134→ 1,897 total - Sale
Common Stock
2025-12-05$402.80/sh−50$20,140→ 1,847 total - Sale
Common Stock
2025-12-05$403.34/sh−10$4,033→ 1,837 total - Exercise/Conversion
Restricted Stock Units
2025-12-04−150→ 151 totalFrom: 2024-12-04Exp: 2026-12-04→ Common Stock (150 underlying) - Exercise/Conversion
Restricted Stock Units
2025-12-05−134→ 270 totalFrom: 2025-12-05Exp: 2027-12-05→ Common Stock (134 underlying)
Holdings
- 628.166(indirect: By Savings Plan)
Common Stock
- 28.79(indirect: By nonqualified savings plan)
Common Stock Share Equivalents
→ Common Stock (28.79 underlying)
Footnotes (9)
- [F1]Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/20/2024 to cover taxes due on restricted stock units that vested on 12/4/2025.
- [F2]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $402.32 to $403.1550. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
- [F3]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $403.32 to $403.36. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
- [F4]Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 9/30/2025. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
- [F5]Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
- [F6]The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.
- [F7]Each unit is the economic equivalent of one share of Company common stock.
- [F8]The share equivalents are payable in cash upon retirement or after termination of employment.
- [F9]Includes share equivalents represented by Company stock fund units acquired under the Company's Nonqualified Savings Plan since the date last reported for this person based on information provided by the Plan Administrator as of 9/30/2025. The number of stock fund units represented by the balance of the participant's Company stock fund may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
Documents
Issuer
ROCKWELL AUTOMATION, INC
CIK 0001024478
Entity typeother
Related Parties
1- filerCIK 0001794668
Filing Metadata
- Form type
- 4
- Filed
- Dec 4, 7:00 PM ET
- Accepted
- Dec 5, 7:45 PM ET
- Size
- 17.9 KB