Vogel Kimberley H 4

What Happened

Kimberley H. Vogel, a director of Forge Global Holdings, Inc. (FRGE), received an award of 1,416 restricted stock units (RSUs) on January 28, 2026. The grant was reported as an award (transaction code A) at $0.00 cash consideration; the filing records the acquisition value as $0. These RSUs represent the right to receive one share of common stock per unit.

Key Details

• Transaction date: 2026-01-28; filing date: 2026-01-30 (Form 4 filed timely).
• Grant: 1,416 RSUs; price/cash paid: $0.00; recorded acquisition value: $0.
• Shares owned after transaction: not specified in the filing.
• Footnote: The RSUs were granted under the 2022 Stock Option and Incentive Plan; 100% of the RSUs are vested as of the grant date and will settle on the nearest monthly settlement date following the grant.
• Transaction type: Award/Grant (A). No 10b5-1 plan, tax withholding, or late-filing notes were disclosed.

Context

RSU grants are typically a form of compensation rather than an open-market purchase or sale. Although these RSUs are vested immediately, they convert into actual shares only upon settlement (on the plan’s monthly settlement date), at which point Vogel will become a record shareholder of the issued shares. This filing is informational and does not, by itself, indicate a buy or sell signal.