Home/Filings/4/0001805284-22-000331
4//SEC Filing

Farner Jay 4

Accession 0001805284-22-000331

CIK 0001805284other

Filed

Dec 13, 7:00 PM ET

Accepted

Dec 14, 4:06 PM ET

Size

10.1 KB

Accession

0001805284-22-000331

Insider Transaction Report

Form 4
Period: 2022-12-12
Farner Jay
DirectorChief Executive Officer
Transactions
  • Purchase

    Class A common stock

    2022-12-12$8.38/sh+23,800$199,4445,842,607 total
  • Purchase

    Class A common stock

    2022-12-14$8.31/sh+24,000$199,4405,889,807 total
  • Purchase

    Class A common stock

    2022-12-13$8.70/sh+23,200$201,8405,865,807 total
Holdings
  • Class A common stock

    (indirect: By Trust)
    204,000
Footnotes (5)
  • [F1]The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.
  • [F2]The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $8.18 to $8.52 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  • [F3]The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $8.44 to $9.18 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  • [F4]The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $8.14 to $8.41 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  • [F5]These shares of Class A common stock are held in trust for the benefit of the Reporting Person's children, for which the Reporting Person's spouse serves as trustee. The Reporting Person disclaims beneficial ownership of the shares of Class A common stock held in the trust, except to the extent of his pecuniary interest therein.

Issuer

Rocket Companies, Inc.

CIK 0001805284

Entity typeother

Related Parties

1
  • filerCIK 0001816502

Filing Metadata

Form type
4
Filed
Dec 13, 7:00 PM ET
Accepted
Dec 14, 4:06 PM ET
Size
10.1 KB