4//SEC Filing
Banfield William D. 4
Accession 0001805284-25-000034
CIK 0001805284other
Filed
Mar 10, 8:00 PM ET
Accepted
Mar 11, 4:14 PM ET
Size
7.3 KB
Accession
0001805284-25-000034
Insider Transaction Report
Form 4
Banfield William D.
Chief Business Officer
Transactions
- Award
Class A common stock
2025-03-07+168,040→ 703,616 total - Tax Payment
Class A common stock
2025-03-07$15.77/sh−47,795$753,727→ 655,821 total
Footnotes (3)
- [F1]Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on March 7, 2025 and will vest in six equal, semi-annual installments over three years on each September 7 and March 7, with the initial vesting date on September 7, 2025, subject to the Reporting Person's continued employment on the applicable vesting date.
- [F2]The total number of shares of Class A common stock beneficially owned by the Reporting Person is being amended to remove 36,699 shares inadvertently included in the Form 3 filed by the Reporting Person on July 1, 2024 and in the Form 4s filed by the Reporting Person on August 28, 2024 and September 11, 2024.
- [F3]Represents shares withheld by Rocket Companies, Inc. to satisfy tax withholding obligations in connection with the vesting of 110,480 restricted stock units granted to the Reporting Person on March 7, 2022, September 28, 2023, March 7, 2024, and August 26, 2024.
Documents
Issuer
Rocket Companies, Inc.
CIK 0001805284
Entity typeother
Related Parties
1- filerCIK 0002028108
Filing Metadata
- Form type
- 4
- Filed
- Mar 10, 8:00 PM ET
- Accepted
- Mar 11, 4:14 PM ET
- Size
- 7.3 KB