4//SEC Filing
Rizik Matthew 4
Accession 0001805284-25-000160
CIK 0001805284other
Filed
Dec 8, 7:00 PM ET
Accepted
Dec 9, 4:42 PM ET
Size
14.6 KB
Accession
0001805284-25-000160
Insider Transaction Report
Form 4
Rizik Matthew
Director
Transactions
- Award
Class A common stock
2025-12-07+110,352→ 1,098,536 total - Sale
Class A common stock
2025-12-08$18.78/sh−2,500$46,950→ 1,096,036 total - Sale
Class A common stock
2025-12-09$18.81/sh−2,500$47,016→ 1,093,536 total - Award
Cash-Settled Restricted Stock Units
2025-12-07+73,568→ 147,548 total→ Class A common stock (73,568 underlying)
Holdings
- 2,511,005
Class L-1 common stock
- 2,361,005
Class L-2 common stock
- 675,000(indirect: By Trust)
Class L-1 common stock
- 825,000(indirect: By Trust)
Class L-2 common stock
Footnotes (5)
- [F1]Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on December 7, 2025 and will vest in six equal, semi-annual installments over three years on each June 7 and December 7, with the initial vesting date on June 7, 2026, subject to the Reporting Person's continued service on the applicable vesting date.
- [F2]The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.
- [F3]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.68 to $19.3 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.625 to $18.975 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F5]Represents Cash-Settled Restricted Stock Units ("Cash-Settled RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs were granted to the Reporting Person on December 7, 2025 and will vest in six equal, semi-annual installments over three years on each June 7 and December 7, with the initial vesting date on June 7, 2026, subject to the Reporting Person's continued service on the applicable vesting date.
Documents
Issuer
Rocket Companies, Inc.
CIK 0001805284
Entity typeother
Related Parties
1- filerCIK 0001817213
Filing Metadata
- Form type
- 4
- Filed
- Dec 8, 7:00 PM ET
- Accepted
- Dec 9, 4:42 PM ET
- Size
- 14.6 KB