Rocket Companies CBO William Banfield Receives RSU Award

What Happened
William D. Banfield, Chief Business Officer of Rocket Companies (RKT), was granted 234,113 restricted stock units (RSUs) on March 7, 2026 (transaction code A). Concurrently, 44,053 shares were forfeited/withheld to satisfy tax withholding obligations at $14.95 per share (transaction code F), totaling $658,592. The RSUs represent the right to receive one share per vested RSU upon vesting.

Key Details

• Transaction dates: Granted and tax-withholding recorded on 2026-03-07; Form 4 filed 2026-03-10 (timely filing).
• Grant: 234,113 RSUs @ $0.00 (award).
• Tax withholding: 44,053 shares forfeited/withheld @ $14.95 = $658,592 (disposed to cover taxes).
• Shares owned after transaction: Not specified in the filing.
• Footnotes: RSUs granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan; grant exempt under Rule 16b-3 and approved by a committee of independent directors. RSUs vest in six equal semi-annual installments over three years (each March 7 and September 7), beginning September 7, 2026, subject to continued employment. Forfeiture (F) relates to shares surrendered to cover withholding taxes.
• Exhibit: 24.1 Power of Attorney referenced.

Context
This filing reflects an equity award (RSUs) rather than an open-market purchase or sale. The withholding of shares to satisfy tax obligations is a routine administrative step (not an independent sale signal). RSUs vest over time, so these shares are subject to future vesting conditions before they convert into deliverable stock.