Rocket Companies, Inc.·4

Jun 11, 4:09 PM ET

MARINER JONATHAN D 4

4 · Rocket Companies, Inc. · Filed Jun 11, 2026

Research Summary

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Rocket Companies (RKT) Director Jonathan D Mariner Receives Award

What Happened Jonathan D. Mariner, a director of Rocket Companies, Inc. (RKT), was granted 16,312 restricted stock units (RSUs) on June 10, 2026. The filing reports an acquisition at $0.00 per share (total reported value $0) because these are compensation RSUs, not a cash purchase. Each RSU represents the contingent right to one share of Class A common stock upon vesting. The award is exempt under Rule 16b-3.

Key Details

  • Transaction date and type: June 10, 2026 — Grant/Award (code A).
  • Quantity and price: 16,312 RSUs granted at $0.00 per unit.
  • Vesting: RSUs vest on the earlier of the first anniversary of the grant or the next regularly scheduled annual meeting of stockholders (see footnote F1).
  • Filing: Form 4 filed June 11, 2026 (timely).
  • Shares owned after transaction: not specified in the Form 4.
  • Other notes: Footnote F1 describes RSU terms; Exhibit 24.1 is a Power of Attorney.

Context RSU grants are a form of equity compensation that convert to shares only after vesting; they require no immediate cash outlay by the insider. Such awards are routine compensation and do not, by themselves, indicate an insider buying or selling for market reasons. The reported $0 reflects the grant price reported on Form 4, not the future market value of the shares when (and if) the RSUs vest.

Insider Transaction Report

Form 4
Period: 2026-06-10
Transactions
  • Award

    Class A common stock

    [F1]
    2026-06-10+16,312102,300 total
Footnotes (1)
  • [F1]Represents restricted stock units ("RSUs") granted to the filing person on June 10, 2026 under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan (the "Plan") in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest on the earlier of the first anniversary of the date of grant or the next regularly scheduled annual meeting of stockholders.
Signature
/s/ Elisabeth Gormley, attorney in fact|2026-06-11

Documents

4 files
  • 4
    wk-form4_1781208565.xmlPrimary

    FORM 4

  • EX-24.1
  • GRAPHIC
    mariner001.jpg
  • GRAPHIC
    mariner002.jpg