4//SEC Filing
Carberry Marybeth 4
Accession 0001806471-20-000010
CIK 0001579910other
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 8:27 PM ET
Size
20.7 KB
Accession
0001806471-20-000010
Insider Transaction Report
Form 4
Resonant IncRESN
Carberry Marybeth
Exec VP of Business Operations
Transactions
- Exercise/Conversion
Common Stock
2020-12-01+4,381→ 83,026 total - Exercise/Conversion
Common Stock
2020-12-01+10,412→ 93,438 total - Sale
Common Stock
2020-12-02$2.19/sh−25,311$55,325→ 76,877 total - Exercise/Conversion
Restricted Stock Units
2020-12-01−4,381→ 8,761 total→ Common Stock (4,381 underlying) - Exercise/Conversion
Restricted Stock Units
2020-12-01−10,412→ 31,235 total→ Common Stock (10,412 underlying) - Exercise/Conversion
Restricted Stock Units
2020-12-01−21,250→ 21,250 total→ Common Stock (21,250 underlying) - Exercise/Conversion
Common Stock
2020-12-01+21,250→ 78,645 total - Exercise/Conversion
Common Stock
2020-12-01+8,750→ 102,188 total - Exercise/Conversion
Restricted Stock Units
2020-12-01−8,750→ 26,250 total→ Common Stock (8,750 underlying)
Footnotes (7)
- [F1]Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.
- [F2]This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person to satisfy the reporting person's tax withholding obligations upon the vesting of restricted stock units.
- [F3]This transaction was executed in multiple trades at prices ranging from $2.18 to $2.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]21,250 restricted stock units vested on December 1, 2020 and an installment of 21,250 restricted stock units will vest on December 1, 2021.
- [F5]4,381 restricted stock units vested on December 1, 2020, an installment of 4,381 restricted stock units will vest on December 1, 2021, and an installment of 4,380 restricted stock units will vest on December 1, 2022.
- [F6]10,412 restricted stock units vested on December 1, 2020, and installments of 10,412 restricted stock units will vest on each of December 1, 2021, December 1, 2022, and December 1, 2023.
- [F7]8,750 restricted stock units vested on December 1, 2020, and installments of 8,750 restricted stock units will vest on each of December 1, 2021, December 1, 2022, and December 1, 2023.
Documents
Issuer
Resonant Inc
CIK 0001579910
Entity typeother
Related Parties
1- filerCIK 0001806471
Filing Metadata
- Form type
- 4
- Filed
- Dec 2, 7:00 PM ET
- Accepted
- Dec 3, 8:27 PM ET
- Size
- 20.7 KB