Massey Richard N 4/A
4/A · Alight, Inc. / Delaware · Filed Mar 11, 2025
Insider Transaction Report
Form 4/AAmended
Massey Richard N
Director
Transactions
- Exercise/Conversion
Warrants to purchase Class A Common Stock
2021-12-20−78,043→ 0 totalFrom: 2021-08-02→ Class A Common Stock (78,043 underlying) - Exercise/Conversion
Class A Common Stock
2021-12-20+78.043→ 269,982 total
Footnotes (3)
- [F1]The Reporting Person exercised the warrants on a make-whole exercise and cashless basis pursuant to a Warrant Agreement, by and between the Issuer and Continental Stock Transfer & Trust, dated Mary 29, 2020, as amended (the "Warrant Agreement"), following the Issuer's Notice of Redemption of the warrants. The Reporting Person received 0.26 shares per warrant and the Issuer withheld 0.74 shares per warrant exercised. Pursuant to the Issuer's Notice of Redemption, warrants remaining unexercised on December 27, 2021 would cease to be exercisable.
- [F2]Reflects the number of shares beneficially owned after the make-whole exercise on December 20, 2021 described above. No shares were withheld in connection with such exercise. As of the date hereof, after taking into account this amendment, the Reporting Person beneficially owns 1,473,489 shares of common stock reportable in Table I.
- [F3]Not applicable.