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4//SEC Filing

LABOZZETTA ANTHONY J 4

Accession 0001814677-20-000020

CIK 0001028954other

Filed

Aug 5, 8:00 PM ET

Accepted

Aug 6, 1:06 PM ET

Size

12.8 KB

Accession

0001814677-20-000020

Insider Transaction Report

Form 4
Period: 2020-07-31
LABOZZETTA ANTHONY J
DirectorPresident & CEO
Transactions
  • Disposition to Issuer

    Common Stock

    2020-07-312,2900 total(indirect: by Son)
  • Disposition to Issuer

    Stock Option (right to buy)

    2020-07-3111,2160 total
    Exercise: $12.83Exp: 2026-02-23Common Stock (11,216 underlying)
  • Disposition to Issuer

    Common Stock

    2020-07-31293,410.830 total
  • Disposition to Issuer

    Common Stock

    2020-07-313,8090 total(indirect: By Spouse)
  • Disposition to Issuer

    Common Stock

    2020-07-315,3560 total(indirect: by Son)
Footnotes (2)
  • [F1]Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 11, 2020, by and between Provident Financial Services, Inc. ("Provident")and SB One Bancorp ("SB One"). SB One Bancorp merged with and into Provident, with Provident continuing as the surviving entity ("the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of SB One common stock issued and outstanding immediately prior to such time was converted into the right to receive 1.357 shares of Provident common stock, with a market value of $18.52 per share of SB One common stock based on the closing price of Provident common stock on July 31, 2020.
  • [F2][Pursuant to the Merger Agreement, as of the Effective Time, outstanding options, whether vested of not, became fully vested in accordance with the terms of the Merger Agreement and were canceled in exchange for a cash payment equal to the number of shares of SB One common stock underlying the options multiplied by the excess of the product of the 1.357 exchange ratio and $14.142 (which represents the average of the closing sales price of a shares of Provident common stock for the ten consecutive trading days ending on the fifth trading day preceding the closing date) over the per share exercise price, less any applicable withholding taxes.]

Issuer

SB ONE BANCORP

CIK 0001028954

Entity typeother

Related Parties

1
  • filerCIK 0001199807

Filing Metadata

Form type
4
Filed
Aug 5, 8:00 PM ET
Accepted
Aug 6, 1:06 PM ET
Size
12.8 KB