4//SEC Filing
Rutz Michael P 4
Accession 0001822479-22-000082
CIK 0001822479other
Filed
Nov 21, 7:00 PM ET
Accepted
Nov 22, 5:02 PM ET
Size
9.5 KB
Accession
0001822479-22-000082
Insider Transaction Report
Form 4
Rutz Michael P
President of Sterigenics
Transactions
- Tax Payment
Common Stock, $0.01 par value per share ("Common Stock")
2022-11-20$6.02/sh−1,911$11,504→ 575,183 total
Holdings
- 111,801
Stock Options
Exercise: $23.00Exp: 2030-11-20→ Common Stock (111,801 underlying) - 63,857
Stock Options
Exercise: $20.03Exp: 2032-03-02→ Common Stock (63,857 underlying)
Footnotes (6)
- [F1]These securities represent the number of shares of Common Stock withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations due upon the vesting of 6,521 Restricted Stock Units ("RSUs"), which represents 25% of the RSU award granted to the Reporting Person on November 20, 2020. This RSU award was granted pursuant to the terms of an RSU agreement under the Sotera Health Company 2020 Omnibus Incentive Plan ("2020 Incentive Plan"). Each RSU represents the Reporting Person's right to receive one share of Common Stock, subject to vesting conditions.
- [F2]Represents the closing price of the Company's Common Stock on November 18, 2022.
- [F3]These securities consist of 38,005 RSUs and 537,178 shares of Common Stock. 250,495 of the shares of Common Stock are vested, and 286,683 shares of Common Stock remain subject to vesting conditions. Shares of unvested Common Stock will vest on a daily basis, pro rata through May 13, 2025 (the five year anniversary of the date of grant).
- [F4]No transaction is being reported on this line. Reported on a previously filed Form 4.
- [F5]These options were granted on November 20, 2020, pursuant to the terms of a stock option agreement under the 2020 Incentive Plan. 25% of the options vested on November 20, 2021. 25% of the options vested on November 20, 2022, and the remaining unvested options vest in two equal installments on the next two anniversaries of the date of grant, subject to the Reporting Person's continued service through each such date.
- [F6]These options were granted on March 2, 2022, pursuant to the terms of a stock option agreement under the 2020 Incentive Plan. The options vest in three equal installments on each of the first three anniversaries of the date of grant, subject to the Reporting Person's continued service through each such date.
Documents
Issuer
Sotera Health Co
CIK 0001822479
Entity typeother
Related Parties
1- filerCIK 0001599220
Filing Metadata
- Form type
- 4
- Filed
- Nov 21, 7:00 PM ET
- Accepted
- Nov 22, 5:02 PM ET
- Size
- 9.5 KB