Ketchum Stephen 4
4 · Sound Point Meridian Capital, Inc. · Filed Apr 11, 2025
Insider Transaction Report
Form 4
Ketchum Stephen
DirectorChairman
Transactions
- Purchase
Common Stock, par value $0.001 per share
2025-04-09$18.48/sh+2,000$36,960→ 25,326 total - Purchase
Common Stock, par value $0.001 per share
2025-04-10$18.15/sh+2,000$36,300→ 27,326 total - Purchase
Common Stock, par value $0.001 per share
2025-04-11$18.49/sh+2,000$36,980→ 29,326 total
Holdings
- 50,001(indirect: By LLC)
Common Stock, par value $0.001 per share
Footnotes (4)
- [F1]The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $18.33 to $18.63. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission ("SEC"), Sound Point Meridian Capital, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (1) to this Form 4.
- [F2]The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $18.00 to $18.30. The Reporting Person hereby undertakes to provide, upon request, to the staff of the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (2) to this Form 4.
- [F3]The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $18.49 to $18.50. The Reporting Person hereby undertakes to provide, upon request, to the staff of the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (3) to this Form 4.
- [F4]Represents 50,001 shares held by SPC Consolidator LLC ("SPC"), of which the reporting person is the Managing Member. Accordingly, the reporting person may be deemed to have or share beneficial ownership of the shares held by SPC. The reporting person disclaims beneficial ownership of all of the securities that are or may be beneficially owned by SPC, or any of its affiliates except to the extent of his pecuniary interest therein.