vant Hoff Graham 4

4 · 5E Advanced Materials, Inc. · Filed Jul 2, 2026

AI-generated summary of this filing

Updated Jul 2, 2026

5E Advanced Materials (FEAM) Director vant Hoff Graham Exercises RSUs

What Happened

Director Graham vant Hoff converted vested restricted stock units (RSUs) into common shares around July 1, 2026. A total of 47,206 RSUs were converted into shares. To satisfy tax withholding, 17,468 shares were surrendered (disposed) at a withholding price of $1.44 per share, totaling about $25,154. The net shares retained by the insider were approximately 29,738.
These were not open-market purchases or voluntary sales but routine conversions of equity awards upon vesting.

Key Details

Transaction dates: RSU grant/vesting noted June 30, 2026 (grant) and vesting/conversion on July 1, 2026; Form 4 filed July 2, 2026 (period of report 2026-06-30).
Prices/values: Tax withholding calculated at $1.44 per share; total cash value withheld ≈ $25,154.
Shares after transaction: Not specified in the provided filing excerpts.
Footnotes: RSUs represent a contingent right to one share each (F1). RSUs granted on 9/30/2025, 12/31/2025, 3/31/2026 and 6/30/2026 vested on July 1, 2026 (F2–F5). Dispositions coded F reflect shares withheld to pay tax obligations.
Filing timeliness: Form 4 filed July 2; no late filing flag indicated in the provided data.

Context

This was a standard RSU vest-and-convert event with share withholding for taxes (a common cashless-like mechanism). It is not an open-market sale or a new cash purchase by the insider, so it should be viewed as routine compensation settlement rather than a direct bullish or bearish trade signal.

Form 4

Period: 2026-06-30

Director

Transactions

Exercise/Conversion
Common Stock
[F1]
2026-07-01+8,196→ 21,455 total
Tax Payment
Common Stock
2026-07-01$1.44/sh−3,033$4,368→ 18,422 total
Exercise/Conversion
Common Stock
[F1]
2026-07-01+7,108→ 25,530 total
Tax Payment
Common Stock
2026-07-01$1.44/sh−2,630$3,787→ 22,900 total
Exercise/Conversion
Common Stock
[F1]
2026-07-01+13,138→ 36,038 total
Tax Payment
Common Stock
2026-07-01$1.44/sh−4,862$7,001→ 31,176 total
Exercise/Conversion
Common Stock
[F1]
2026-07-01+18,764→ 49,940 total
Tax Payment
Common Stock
2026-07-01$1.44/sh−6,943$9,998→ 42,997 total
Award
Restricted Stock Unit
[F1][F2]
2026-06-30+18,764→ 18,764 total
→ Common Stock (18,764 underlying)
Exercise/Conversion
Restricted Stock Unit
[F1][F3]
2026-07-01−8,196→ 0 total
→ Common Stock (8,196 underlying)
Exercise/Conversion
Restricted Stock Unit
[F1][F4]
2026-07-01−7,108→ 0 total
→ Common Stock (7,108 underlying)
Exercise/Conversion
Restricted Stock Unit
[F1][F5]
2026-07-01−13,138→ 0 total
→ Common Stock (13,138 underlying)
Exercise/Conversion
Restricted Stock Unit
[F1][F2]
2026-07-01−18,764→ 0 total
→ Common Stock (18,764 underlying)

Footnotes (5)

[F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock.
[F2]RSUs granted on June 30, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026.
[F3]RSUs granted on September 30, 2025 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026.
[F4]RSUs granted on December 31, 2025 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026.
[F5]RSUs granted on March 31, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026.

Signature

/s/ Paul Weibel, as Attorney-in-Fact for Graham van't Hoff|2026-07-02

1 file