4//SEC Filing
Shoemaker Jr. Phillip R. 4
Accession 0001830197-21-000037
CIK 0001830197other
Filed
May 9, 8:00 PM ET
Accepted
May 10, 5:07 PM ET
Size
214.4 KB
Accession
0001830197-21-000037
Insider Transaction Report
Form 4
Shoemaker Jr. Phillip R.
President of Originations
Transactions
- Tax Payment
Common Stock
2021-05-06$7.72/sh−123,361$952,347→ 217,859 total - Exercise/Conversion
Common Stock
2021-05-06$1.86/sh+215,709$401,219→ 341,220 total - Exercise/Conversion
Stock Options (Right to Buy)
2021-05-06−215,709→ 323,563 totalExercise: $1.86Exp: 2028-12-05→ Common Stock (215,709 underlying)
Footnotes (4)
- [F1]Shares withheld to pay the exercise price of the options and the payment of taxes.
- [F2]These stock options vest over five years, with 40 percent of the grant vesting based on continued service through December 5, 2020 and 20 percent of the grant vesting on each of the subsequent anniversaries of such date.
- [F3]These options represent "substitute" options which were granted in exchange for options previously granted to the Reporting Person by Home Point Capital LP that were exercisable for interests in Home Point Capital LP, in connection with the merger of Home Point Capital LP with and into Home Point Capital Inc. These options have the same intrinsic value as the options they replaced. The options were previously reported on the Issuer's Form 3 and Form 4 filed on January 29, 2021 and February 4, 2021, respectively.
- [F4]The number of options has been decreased by one from the Reporting Person's Form 4 filed on February 4, 2021 due to rounding in connection with the exchange for the "substitute options."
Issuer
Home Point Capital Inc.
CIK 0001830197
Entity typeother
Related Parties
1- filerCIK 0001842913
Filing Metadata
- Form type
- 4
- Filed
- May 9, 8:00 PM ET
- Accepted
- May 10, 5:07 PM ET
- Size
- 214.4 KB