Miller Phillip Martin 4
4 · Home Point Capital Inc. · Filed Sep 16, 2021
Insider Transaction Report
Form 4
Miller Phillip Martin
Chief Operating Officer
Transactions
- Exercise/Conversion
Common Stock
2021-09-14$1.89/sh+53,926$101,920→ 79,480 total - Exercise/Conversion
Stock Options (Right to Buy)
2021-09-14−53,926→ 80,892 totalExercise: $1.89Exp: 2029-09-11→ Common Stock (53,926 underlying) - Tax Payment
Common Stock
2021-09-14$3.97/sh−37,992$150,828→ 41,488 total
Footnotes (3)
- [F1]Shares withheld to pay the exercise price of the options and the payment of taxes.
- [F2]These stock options vest over five years, with 40 percent of the grant vesting based on continued service through September 11, 2021 and 20 percent of the grant vesting on each of the subsequent anniversaries of such date.
- [F3]These options represent "substitute" options which were granted in exchange for options previously granted to the Reporting Person by Home Point Capital LP that were exercisable for interests in Home Point Capital LP, in connection with the merger of Home Point Capital LP with and into Home Point Capital Inc. These options have the same intrinsic value as the options they replaced. The options were previously reported on the Issuer's Form 3 and Form 4/A filed on January 29, 2021 and March 8, 2021, respectively.