4//SEC Filing
Shoemaker Jr. Phillip R. 4
Accession 0001830197-22-000029
CIK 0001830197other
Filed
Feb 27, 7:00 PM ET
Accepted
Feb 28, 4:53 PM ET
Size
7.6 KB
Accession
0001830197-22-000029
Insider Transaction Report
Form 4
Shoemaker Jr. Phillip R.
President of Originations
Transactions
- Exercise/Conversion
Common Stock
2022-02-28$1.86/sh+75,000$139,500→ 292,859 total - Exercise/Conversion
Stock Options (Right to Buy)
2022-02-28−75,000→ 248,563 totalExercise: $1.86Exp: 2028-12-05→ Common Stock (75,000 underlying)
Footnotes (3)
- [F1]Transaction involved a cash exercise of options to purchase shares of the Issuer's common stock. No shares of the Issuer's common stock were sold as part of this transaction.
- [F2]These stock options vest over five years, with 40 percent of the grant vesting based on continued service through December 5, 2020 and 20 percent of the grant vesting on each of the subsequent anniversaries of such date.
- [F3]These options represent "substitute" options which were granted in exchange for options previously granted to the Reporting Person by Home Point Capital LP that were exercisable for interests in Home Point Capital LP, in connection with the merger of Home Point Capital LP with and into Home Point Capital Inc. These options have the same intrinsic value as the options they replaced. The options were previously reported on the Issuer's Form 3 filed on January 29, 2021 and on the Issuer's Form 4s filed on February 4, 2021 and May 10, 2021.
Documents
Issuer
Home Point Capital Inc.
CIK 0001830197
Entity typeother
Related Parties
1- filerCIK 0001842913
Filing Metadata
- Form type
- 4
- Filed
- Feb 27, 7:00 PM ET
- Accepted
- Feb 28, 4:53 PM ET
- Size
- 7.6 KB