Nuvve Holding Corp.·4

Feb 8, 7:30 PM ET

Poilasne Gregory 4

4 · Nuvve Holding Corp. · Filed Feb 8, 2024

Insider Transaction Report

Form 4
Period: 2024-02-02
Poilasne Gregory
DirectorChief Executive Officer
Transactions
  • Purchase

    Common Stock

    2024-02-02$2.00/sh+25,000$50,00090,607.84 total
  • Award

    Warrants to Purchase Common Stock

    2024-02-02+25,00048,109 total
    Exercise: $2.00From: 2024-02-02Exp: 2029-02-02Common Stock (25,000 underlying)
  • Award

    Warrants to Purchase Common Stock

    2024-02-02+25,00098,109 total
    Exercise: $2.00From: 2024-02-02Exp: 2029-02-02Common Stock (25,000 underlying)
  • Award

    Warrants to Purchase Common Stock

    2024-02-02+25,00073,109 total
    Exercise: $2.00From: 2024-02-02Exp: 2029-02-02Common Stock (25,000 underlying)
Footnotes (6)
  • [F1]The common stock, Series A warrants, Series B warrants and Series C warrants were acquired by the reporting person in a public offering conducted by the Company that was closed on February 2, 2024.
  • [F2]Series A Warrants to purchase Common Stock
  • [F3]Series B Warrants to purchase Common Stock.
  • [F4]Series B warrants will expire on November 2, 2024
  • [F5]Series C Warrants to purchase Common Stock
  • [F6]The Series C warrants to purchase Common Stock may only be exercised to the extent and in proportion to the holder of the Series C warrants exercising its corresponding Series B warrants to purchase Common Stock. The Series C warrants to purchase Common Stock expire fire years from the date of issuance, however, provided that to the extent and in proportion to the holder of Series C warrants not exercising its corresponding Series B warrants, such Series C warrants will expire on November 2, 2024.

Documents

1 file
  • 4
    wk-form4_1707438626.xmlPrimary

    FORM 4