Poilasne Gregory 4
4 · Nuvve Holding Corp. · Filed Nov 4, 2024
Insider Transaction Report
Form 4
Poilasne Gregory
DirectorChief Executive Officer
Transactions
- Award
Senior Convertible Notes
2024-10-31Exercise: $3.40From: 2024-10-31Exp: 2026-04-30→ Common Stock - Award
Warrants (right to buy)
2024-10-31+73,487→ 73,487 totalExercise: $3.78From: 2024-10-31Exp: 2029-10-31→ Common Stock (73,487 underlying)
Footnotes (2)
- [F1]The reporting person acquired the $250,000 principal amount convertible promissory note and accompanying warrant from the Issuer for aggregate consideration of $225,000. The Senior Convertible Note bears interest at 8% and is subject to a 19.99% blocker, the Exchange Cap, unless the Issuer receives stockholder approval to issue shares of common stock upon the conversion of the Senior Convertible Note that exceed the Exchange Cap.
- [F2]The Warrant was granted on October 31, 2024 and is exercisable for 73,487 shares of the Issuer's common shares at a price of $3.78 per share and will expire on October 31, 2029. The issuance of shares upon exercise of the Warrant is subject to the Exchange Cap unless the Issuer receives stockholder approval to issue shares of common stock upon the exercise of the Warrant that exceed the Exchange Cap.