SOPHiA GENETICS SA·4/A

Apr 8, 8:47 AM ET

Muken Ross 4/A

4/A · SOPHiA GENETICS SA · Filed Apr 8, 2026

Research Summary

AI-generated summary of this filing

Updated

SOPH President Muken Ross Receives RSU and Option Awards

What Happened

  • Muken Ross, President of SOPHiA GENETICS SA (SOPH), was granted equity awards on April 2, 2026: 431,211 restricted stock units (RSUs) and 628,743 derivative awards (a share option/derivative). Both items were reported as acquisitions at a $0.00 price (typical for grants), for a combined grant amount of 1,059,954 shares. The filing is an amendment to the Form 4 originally filed April 3, 2026 to correct the ownership total.

Key Details

  • Transaction date: 2026-04-02; reported in original Form 4 on 2026-04-03 and amended on 2026-04-08 to correct reported ownership.
  • Grants reported: 431,211 RSUs (A) and 628,743 derivative awards/options (A); price reported $0.00 for both.
  • Shares beneficially owned following transaction: 703,121 ordinary shares (corrected amount per Form 4/A).
  • Vesting: RSUs — 25% on April 2, 2027, then remaining 75% in equal quarterly installments through April 2, 2030 (F1). Share option — 25% on April 2, 2027, then equal monthly installments through April 2, 2030 (F3).
  • Filing status: This is an amended filing (F2) that corrects the previously reported ownership number; there is no indication the original filing was materially late.

Context

  • RSUs are contingent rights to receive shares upon vesting (not an immediate cash purchase); the derivative award is a share option that vests over time per the schedule above. Such grants are common as part of executive compensation and do not by themselves indicate the insider bought or sold shares on the open market.
  • Retail investors should note the size and multi-year vesting schedule of these awards (aligns executive pay with long-term service/ performance) and that the beneficially owned total was corrected by amendment.

Insider Transaction Report

Form 4/AAmended
Period: 2026-04-02
Muken Ross
DirectorChief Executive Officer
Transactions
  • Award

    Ordinary Shares

    [F1][F2]
    2026-04-02+431,211703,121 total
  • Award

    Share Option (Right to Buy)

    [F3]
    2026-04-02+628,743628,743 total
    Exercise: $5.04Exp: 2036-04-02Ordinary Shares (628,743 underlying)
Footnotes (3)
  • [F1]Represents a restricted stock unit ("RSU") grant made under the Issuer's 2021 Equity Incentive Plan. Each RSU represents a contingent right to receive one ordinary share of the Issuer, subject to the Reporting Person's continued service with the Issuer. 25% of the RSUs will vest on April 2, 2027, and the remaining 75% will vest in equal quarterly installments through April 2, 2030.
  • [F2]This Form 4/A amends the Form 4 filed on April 3, 2026 to correct the amount reported in Column 5 (Amount of Securities Beneficially Owned Following Reported Transaction), which was previously reported as 431,211 ordinary shares due to an inadvertent error. The correct amount is 703,121 ordinary shares.
  • [F3]The share option vests and becomes exercisable as to 25% of the ordinary shares on April 2, 2027, and then in equal monthly installments through April 2, 2030.
Signature
/s/ Elimara Brunetto as Attorney-in-fact for Ross Muken|2026-04-08

Documents

1 file
  • 4
    wk-form4a_1775652443.xml

    FORM 4/A