SOPHiA GENETICS SA·4

May 14, 4:01 PM ET

Xu Zhenyu 4

4 · SOPHiA GENETICS SA · Filed May 14, 2026

Research Summary

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SOPHiA GENETICS (SOPH) CSO Zhenyu Xu Sells 4,000 Shares

What Happened Zhenyu Xu, Chief Scientific Officer of SOPHiA GENETICS SA (SOPH), reported a sale of 4,000 common shares on May 13, 2026. The filing shows a weighted average sale price of $4.54 per share for a total proceeds of approximately $18,168. The sale is reported under transaction code "S" (sale) and was made pursuant to a pre-established Rule 10b5-1 trading plan.

Key Details

  • Transaction date: May 13, 2026; filing date (Form 4): May 14, 2026.
  • Price: weighted average $4.54 per share; individual trade prices ranged from $4.48 to $4.65 (footnote provides per-price breakdown on request).
  • Shares sold: 4,000; proceeds ≈ $18,168.
  • Method/code: Reported as sale (S), pursuant to a 10b5-1(c) trading plan (footnote F1).
  • Shares owned after transaction: Not specified in the excerpt provided.
  • Timeliness: Filed the day after the transaction; no late filing indicated in the provided information.

Context This was a sale executed under a pre-arranged 10b5-1 plan, which is commonly used by insiders to sell shares according to a preset schedule and is generally viewed as routine rather than a direct signal of changed sentiment. For retail investors, purchases tend to carry more informational weight than routine sales; this report documents a modest-sized disposition by an executive.

Insider Transaction Report

Form 4
Period: 2026-05-13
Xu Zhenyu
Chief Scientific Officer
Transactions
  • Sale

    Ordinary Shares

    [F1][F2]
    2026-05-13$4.54/sh4,000$18,168626,888 total
Footnotes (2)
  • [F1]Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).
  • [F2]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.48 to $4.65, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Signature
/s/ Elimara Brunetto as Attorney-in-fact for Zhenyu Xu|2026-05-14

Documents

1 file
  • 4
    wk-form4_1778788910.xmlPrimary

    FORM 4