Yu Gary 4

What Happened

• Gary Yu, President, CEO and Director of Diodes Inc. (DIOD), was granted 3,000 restricted stock units (RSUs) on 2026-05-11. The award was recorded at $0.00 (no cash paid at grant).
• This is a compensation award (transaction code A), not an open-market purchase or sale.

Key Details

• Transaction date: 2026-05-11; grant price reported: $0.00 for 3,000 RSUs.
• Vesting: RSUs vest in four equal installments beginning 05/26/2027 (per footnote).
• Grant plan: Award granted under the Rule 16b-3 plan (company insider compensation plan).
• Shares owned after transaction: Not provided in the supplied filing details.
• Filing timeliness: Report filed 2026-05-13 (appears timely under Form 4 rules).

Context

• RSUs are a promise to deliver shares (or their cash equivalent) on future vesting dates; they do not represent immediately tradable shares. Such grants are routine executive compensation and do not by themselves indicate a buy or sell signal.
• Rule 16b-3 provides an exemption that permits certain insider awards under a company plan without triggering short-swing profit issues.