Gupta Alka 4
4 · National Bank Holdings Corp · Filed May 8, 2026
Research Summary
AI-generated summary of this filing
NBHC Director Alka Gupta Receives Restricted Stock Award
What Happened Alka Gupta, a director of National Bank Holdings Corp (NBHC), was granted 3,153 restricted shares on 2026-05-07 (code A). Separately, 729 shares were withheld on 2026-05-06 to satisfy tax withholding related to a prior restricted-stock vesting (code F) — those 729 shares were valued at $42.96 each for a total of $31,318. The grant was awarded as compensation (no cash paid).
Key Details
- Transactions: 2026-05-06 — 729 shares withheld for taxes at $42.96 each (disposed) = $31,318; 2026-05-07 — 3,153 restricted shares granted at $0 (acquired).
- Ownership after transaction: Filing reports the 3,153 newly awarded unvested shares; the full total beneficial ownership after these transactions is not shown in the provided excerpt.
- Notable footnotes:
- F1: 729 shares were withheld to pay tax liability on vesting of a prior restricted stock award (granted 04/30/2025).
- F3/F4: The 3,153 shares are restricted stock granted as compensation; they vest in two equal installments (180 days after the grant and the day before NBHC’s 2027 Annual Meeting), subject to continued service.
- F2: Filing also notes a transfer of 930 shares into the reporting person’s revocable trust (a form-only change exempt under Rule 16a-13).
- Filing timeliness: Form 4 was filed on 2026-05-08 covering transactions on 05-06 and 05-07 (filed within the required reporting window).
Context This filing reflects a compensation grant (restricted stock) and routine tax withholding on a prior vesting. Grants like this are not open-market purchases and typically reflect compensation arrangements; the withheld shares were surrendered only to cover tax obligations and do not necessarily indicate a change in the insider’s market view.
Insider Transaction Report
- Tax Payment
Common Stock
[F1][F2]2026-05-06$42.96/sh−729$31,318→ 1,753 total - Award
Common Stock
[F3][F4]2026-05-07+3,153→ 4,906 total
- 8,057(indirect: By Trust)
Common Stock
[F2]
Footnotes (4)
- [F1]Represents shares withheld for payment of tax liability upon vesting of the remainder of the restricted stock award granted to the reporting person on 04/30/2025.
- [F2]Reflects the transfer of 930 shares of common stock from direct ownership into the reporting person's revocable trust. As this transaction effects only a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in the shares of common stock, it is exempt from section 16 pursuant to Rule 16a-13.
- [F3]This transaction represents a grant of restricted stock by the Issuer. Therefore, no consideration other than the value of services rendered was paid.
- [F4]Total includes 3,153 unvested shares of restricted stock awarded under the National Bank Holdings Corporation 2023 Omnibus Incentive Plan, as amended and restated May 7, 2026, that will vest in two equal installments on (i) the 180th day following the date of grant and (ii) the day before the registrant's 2027 Annual Meeting of Shareholders, subject to continued service through the date of vesting.