Gupta Alka 4

What Happened Alka Gupta, a director of National Bank Holdings Corp (NBHC), was granted 3,153 restricted shares on 2026-05-07 (code A). Separately, 729 shares were withheld on 2026-05-06 to satisfy tax withholding related to a prior restricted-stock vesting (code F) — those 729 shares were valued at $42.96 each for a total of $31,318. The grant was awarded as compensation (no cash paid).

Key Details

• Transactions: 2026-05-06 — 729 shares withheld for taxes at $42.96 each (disposed) = $31,318; 2026-05-07 — 3,153 restricted shares granted at $0 (acquired).
• Ownership after transaction: Filing reports the 3,153 newly awarded unvested shares; the full total beneficial ownership after these transactions is not shown in the provided excerpt.
• Notable footnotes:
  • F1: 729 shares were withheld to pay tax liability on vesting of a prior restricted stock award (granted 04/30/2025).
  • F3/F4: The 3,153 shares are restricted stock granted as compensation; they vest in two equal installments (180 days after the grant and the day before NBHC’s 2027 Annual Meeting), subject to continued service.
  • F2: Filing also notes a transfer of 930 shares into the reporting person’s revocable trust (a form-only change exempt under Rule 16a-13).
• Filing timeliness: Form 4 was filed on 2026-05-08 covering transactions on 05-06 and 05-07 (filed within the required reporting window).

Context This filing reflects a compensation grant (restricted stock) and routine tax withholding on a prior vesting. Grants like this are not open-market purchases and typically reflect compensation arrangements; the withheld shares were surrendered only to cover tax obligations and do not necessarily indicate a change in the insider’s market view.