4//SEC Filing
Wolf Lisa G 4
Accession 0001861556-21-000008
CIK 0001579910other
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 9:12 PM ET
Size
23.2 KB
Accession
0001861556-21-000008
Insider Transaction Report
Form 4
Resonant IncRESN
Wolf Lisa G
Chief Accounting Officer
Transactions
- Exercise/Conversion
Common Stock
2021-12-01+10,394→ 166,066 total - Exercise/Conversion
Common Stock
2021-12-01+12,500→ 188,427 total - Exercise/Conversion
Restricted Stock Units
2021-12-01−6,931→ 6,931 total→ Common Stock (6,931 underlying) - Exercise/Conversion
Restricted Stock Units
2021-12-01−12,500→ 25,000 total→ Common Stock (12,500 underlying) - Exercise/Conversion
Common Stock
2021-12-01+9,861→ 175,927 total - Sale
Common Stock
2021-12-02$1.90/sh−10,749$20,404→ 177,678 total - Exercise/Conversion
Restricted Stock Units
2021-12-01−10,394→ 20,787 total→ Common Stock (10,394 underlying) - Exercise/Conversion
Restricted Stock Units
2021-12-01−9,861→ 29,577 total→ Common Stock (9,861 underlying) - Exercise/Conversion
Common Stock
2021-12-01+6,931→ 155,672 total - Sale
Common Stock
2021-12-03$1.75/sh−7,110$12,428→ 170,568 total
Holdings
- 40(indirect: By Ms. Wolf's daughter)
Common Stock
Footnotes (8)
- [F1]Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.
- [F2]This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
- [F3]This transaction was executed in multiple trades at prices ranging from $1.88 to $1.9150. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]This transaction was executed in multiple trades at prices ranging from $1.73 to $1.78. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F5]6,931 restricted stock units vested on December 1, 2021, and an installment of 6,391 restricted stock units will vest on December 1, 2022.
- [F6]10,394 restricted stock units vested on December 1, 2021, an installment of 10,394 restricted stock units will vest on December 1, 2022, and an installment of 10,393 restricted stock units will vest on December 1, 2023.
- [F7]9,861 restricted stock units vested on December 1, 2021, and installments of 9,859 restricted stock units will vest on each of December 1, 2022, December 1, 2023 and December 1, 2024.
- [F8]12,500 restricted stock units vested on December 1, 2021, and installments of 12,500 restricted stock units will vest on each of December 1, 2022 and December 1, 2023.
Documents
Issuer
Resonant Inc
CIK 0001579910
Entity typeother
Related Parties
1- filerCIK 0001861556
Filing Metadata
- Form type
- 4
- Filed
- Dec 2, 7:00 PM ET
- Accepted
- Dec 3, 9:12 PM ET
- Size
- 23.2 KB