Lapointe Christopher 4

What Happened

• Christopher Lapointe, Chief Financial Officer and Principal Accounting Officer of SoFi Technologies (SOFI), had restricted stock units (RSUs) settle on June 15, 2026. A total of 104,152 RSUs converted into shares. To satisfy tax withholding obligations, 55,219 shares were withheld at an imputed price of $16.58 per share, representing $915,531; the remainder of the shares were issued to him.
• These transactions are settlements of previously granted RSUs (per footnotes referencing grants on March 13, 2024; March 12, 2025; and March 11, 2026). This is not an open-market sale or purchase by the insider — it is a routine equity award settlement and tax withholding.

Key Details

• Transaction date: June 15, 2026.
• Gross RSUs settled: 104,152 shares (52,953 + 36,590 + 14,609).
• Shares withheld for taxes: 55,219 shares at $16.58 = $915,531.
• Net shares issued to the reporting person: approximately 48,933 shares (104,152 − 55,219).
• Footnotes: F1 = RSUs convert to one share each on settlement; F2 = withheld shares satisfy tax withholding and were not sold by the reporting person; F3–F5 = settlements relate to RSU grants disclosed in prior Forms 4.
• Shares owned after the transaction: not specified in the provided filing.
• Filing timeliness: filing dated June 17, 2026 for a June 15, 2026 transaction — appears to be filed within the standard Form 4 reporting window (no late filing indicated).

Context

• This was a share settlement of RSUs, not an exercised stock option sold in the market. The withholding of shares to cover tax liability is a common administrative step and does not necessarily signal a buy or sell decision by the insider.