4//SEC Filing
Boll Rebecca 4
Accession 0001868941-23-000025
CIK 0001868941other
Filed
Mar 5, 7:00 PM ET
Accepted
Mar 6, 4:04 PM ET
Size
10.9 KB
Accession
0001868941-23-000025
Insider Transaction Report
Form 4
Boll Rebecca
SVP and Chief Product Officer
Transactions
- Exercise/Conversion
Class A Common Stock
2023-03-02$2.45/sh+90,864$222,617→ 121,259 total - Sale
Class A Common Stock
2023-03-02$19.23/sh−19,706$378,958→ 101,553 total - Sale
Class A Common Stock
2023-03-03$19.62/sh−71,158$1,396,319→ 30,395 total - Exercise/Conversion
Stock Option
2023-03-02−90,864→ 313,029 totalExercise: $2.45Exp: 2031-04-02→ Class A Common Stock (90,864 underlying)
Footnotes (4)
- [F1]Proceeds from the sale were used to pay the exercise price of such portion of the stock option, pursuant to a broker-assisted cashless exercise, and applicable withholding taxes.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple open market transactions at prices ranging from $19.2 to $19.305, inclusive. The Reporting Person undertakes to provide to Fluence, any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated in this footnote.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple open market transactions at prices ranging from $19.2 to $20.06, inclusive. The Reporting Person undertakes to provide to Fluence, any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated in this footnote.
- [F4]Represents part of a single option award grant initially for an aggregate 403,893 shares, which vests in three equal annual installments. 1/3rd of the aggregate shares subject to the option became vested and exercisable on April 2, 2022.
Documents
Issuer
Fluence Energy, Inc.
CIK 0001868941
Entity typeother
Related Parties
1- filerCIK 0001888917
Filing Metadata
- Form type
- 4
- Filed
- Mar 5, 7:00 PM ET
- Accepted
- Mar 6, 4:04 PM ET
- Size
- 10.9 KB