4//SEC Filing
Gan Hong 4
Accession 0001907008-25-000003
CIK 0001819142other
Filed
Nov 17, 7:00 PM ET
Accepted
Nov 18, 5:30 PM ET
Size
9.4 KB
Accession
0001907008-25-000003
Insider Transaction Report
Form 4
SES AI CorpSES
Gan Hong
CHIEF SCIENCE OFFICER
Transactions
- Exercise/Conversion
Class A Common Stock
2025-11-17$0.15/sh+150,000$22,500→ 1,403,286 total - Sale
Class A Common Stock
2025-11-17$1.90/sh−150,000$285,225→ 1,253,286 total - Exercise/Conversion
Stock Option (Right to Buy)
2025-11-17−150,000→ 93,277 totalExercise: $0.15Exp: 2029-03-13→ Class A Common Stock (150,000 underlying)
Footnotes (4)
- [F1]The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on August 14, 2025.
- [F2]Includes 852,222 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.
- [F3]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.85 to $1.99, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- [F4]Reflects fully vested options granted on March 14, 2019.
Documents
Issuer
SES AI Corp
CIK 0001819142
Entity typeother
Related Parties
1- filerCIK 0001907008
Filing Metadata
- Form type
- 4
- Filed
- Nov 17, 7:00 PM ET
- Accepted
- Nov 18, 5:30 PM ET
- Size
- 9.4 KB