Alvero Gumer 4

What Happened Alvero Gumer, President — Insurance & Annuities at Ameriprise Financial (AMP), disposed of a total of 76 shares to satisfy tax withholding related to an equity event. The filing reports 40 shares disposed on 2026-01-26 at $500.53 each (proceeds $20,021) and 36 shares disposed on 2026-01-27 at $498.33 each (proceeds $17,940), for combined proceeds of approximately $37,961. These transactions are tax-withholding dispositions (code F), not open-market selling for investment purposes.

Key Details

• Transaction dates and prices:
  • 2026-01-26: 40 shares @ $500.53 = $20,021 (disposed)
  • 2026-01-27: 36 shares @ $498.33 = $17,940 (disposed)
• Total shares disposed: 76; total value: ~$37,961.
• Transaction code: F — payment of exercise price or tax liability (shares withheld/used to cover taxes).
• Shares owned after the transaction: not specified in the filing.
• Footnote: F1 notes an estimate of shares held in the reporting person's Ameriprise 401(k) stock fund as of Jan 27, 2026; the plan uses unit accounting so reported share counts can vary with the stock price.
• Filing timeliness: Form filed Jan 28, 2026 covering 2026-01-26 and 2026-01-27 transactions; this appears to be within the Form 4 filing window (generally two business days).

Context Code F transactions are routine tax-withholding or exercise-price payments tied to equity compensation (e.g., option exercises or restricted share vesting). They typically reflect administrative actions to satisfy tax obligations and are not necessarily a signal of the insider's view on the company's stock.