Alvero Gumer 4

What Happened

Alvero Gumer, President — Insurance & Annuities at Ameriprise Financial (AMP), was granted 1,109 shares on January 27, 2026 (transaction code A) and simultaneously had 336 shares disposed (transaction code F) to satisfy tax withholding. The withheld shares were recorded at $498.33 per share, resulting in proceeds of approximately $167,439; the grant shows an acquisition price of $0.00 (i.e., award/vesting).

Key Details

• Transaction date: 2026-01-27; Form filed: 2026-01-29 (timely filing).
• Grant: 1,109 shares acquired at $0.00 (award/vesting).
• Withholding: 336 shares disposed at $498.33 each, total ≈ $167,439 (tax withholding, code F).
• Shares owned after the transaction: not specified in the filing.
• Footnote: F1 notes an estimate of shares held in the Ameriprise Financial Stock Fund under the company 401(k); unit accounting means reported share counts may vary with the stock price.
• These transactions reflect a compensation award and routine tax withholding (not an open-market sale or purchase).

Context

This filing documents a compensation-related award and the common practice of surrendering shares to cover tax liabilities. Such withholding transactions are administrative and do not necessarily indicate a change in the insider’s view of the company’s stock.