4//SEC Filing
Rodriques Kelly 4
Accession 0001916605-25-000009
CIK 0001827821other
Filed
Dec 30, 7:00 PM ET
Accepted
Dec 31, 4:15 PM ET
Size
6.8 KB
Accession
0001916605-25-000009
Insider Transaction Report
Form 4
Rodriques Kelly
DirectorChief Executive Officer
Transactions
- Tax Payment
Common Stock, $0.0001 par value per share
2025-12-29−19,519→ 421,699 total
Holdings
- 4,718(indirect: By Trust)
Common Stock, $0.0001 par value per share
Footnotes (2)
- [F1]In connection with that certain Agreement and Plan of Merger, dated as of November 5, 2025 (the "Merger Agreement"), entered into by and among the Issuer, The Charles Schwab Corporation, a Delaware corporation ("Schwab"), and Ember-Falcon Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Schwab, the Board of Directors of the Issuer approved the acceleration of the payment of certain equity awards to mitigate certain adverse tax consequences under Sections 280G or 4999 of the Internal Revenue Code of 1986, as amended, that could arise in connection with the anticipated transactions under the Merger Agreement. The tax withholding reported in this Form 4 relates to the accelerated settlement of an equity award that was contingent upon the Reporting Person's agreement to repay accelerated compensation amounts under certain conditions.
- [F2]Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of restricted stock units.
Documents
Issuer
Forge Global Holdings, Inc.
CIK 0001827821
Entity typeother
Related Parties
1- filerCIK 0001916605
Filing Metadata
- Form type
- 4
- Filed
- Dec 30, 7:00 PM ET
- Accepted
- Dec 31, 4:15 PM ET
- Size
- 6.8 KB