SOUNDHOUND AI, INC.·4

Mar 24, 5:47 PM ET

SROKA DIANA 4

4 · SOUNDHOUND AI, INC. · Filed Mar 24, 2026

Research Summary

AI-generated summary of this filing

Updated

SoundHound AI (SOUN) Director Diana Sroka Sells 1,343 Shares

What Happened Diana Sroka, a director of SoundHound AI, sold 1,343 shares in an open-market/private sale on March 23, 2026. The weighted-average sale price was $6.77 per share, for total proceeds of approximately $9,093. The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted in August 2025 and was reported on a Form 4 filed March 24, 2026. This was a sale (disposition) of shares, not a purchase or option exercise.

Key Details

  • Transaction date: 2026-03-23; Form 4 filed: 2026-03-24 (timely)
  • Transaction type/code: Sale (S) — open market or private sale
  • Shares sold: 1,343; weighted-average price: $6.77; total proceeds: ~$9,093
  • Execution details: Trades occurred at prices ranging $6.66–$6.91; executed in multiple trades (footnote)
  • Footnotes: Sale executed under a Rule 10b5-1 plan adopted Aug 2025; filer offers to provide per-trade breakdown on request
  • Shares owned after transaction: Not disclosed in this filing

Context Sales under a 10b5-1 plan are pre-arranged and often routine, so they do not necessarily indicate a change in the insider’s view of the company. The size of this sale (~$9k) is modest; investors should consider it alongside other filings and company fundamentals.

Insider Transaction Report

Form 4
Period: 2026-03-23
SROKA DIANA
Director
Transactions
  • Sale

    Class A Common Stock

    [F1][F2]
    2026-03-23$6.77/sh1,343$9,093149,920 total
Footnotes (2)
  • [F1]This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2025.
  • [F2]This transaction was executed in multiple trades during the day at prices ranging from $6.66 to $6.91. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Signature
/s /Warren Heit, attorney-in-fact for SROKA DIANA|2026-03-24

Documents

2 files
  • 4
    primarydocument.xmlPrimary

    PRIMARY DOCUMENT

  • EX-24

    POA SROKA 4MAY22