SROKA DIANA 4

What Happened Diana Sroka, a director of SoundHound AI, sold 1,343 shares in an open-market/private sale on March 23, 2026. The weighted-average sale price was $6.77 per share, for total proceeds of approximately $9,093. The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted in August 2025 and was reported on a Form 4 filed March 24, 2026. This was a sale (disposition) of shares, not a purchase or option exercise.

Key Details

• Transaction date: 2026-03-23; Form 4 filed: 2026-03-24 (timely)
• Transaction type/code: Sale (S) — open market or private sale
• Shares sold: 1,343; weighted-average price: $6.77; total proceeds: ~$9,093
• Execution details: Trades occurred at prices ranging $6.66–$6.91; executed in multiple trades (footnote)
• Footnotes: Sale executed under a Rule 10b5-1 plan adopted Aug 2025; filer offers to provide per-trade breakdown on request
• Shares owned after transaction: Not disclosed in this filing

Context Sales under a 10b5-1 plan are pre-arranged and often routine, so they do not necessarily indicate a change in the insider’s view of the company. The size of this sale (~$9k) is modest; investors should consider it alongside other filings and company fundamentals.