Helfert Adrian 4

What Happened

• Adrian Helfert, Chief Investment Officer (Multi‑Asset Investments) at Westwood Holdings Group, sold 10,772 shares of WHG in an open‑market/private sale on February 23, 2026. The shares were disposed at $16.22 each, for total proceeds of $174,722. This was a sale (not a purchase); sales by insiders are often routine and do not necessarily indicate company outlook.

Key Details

• Transaction date: 2026-02-23; Price: $16.22 per share; Shares sold: 10,772; Total proceeds: $174,722.
• Transaction type reported as "open market or private sale" (code S).
• Shares owned after the transaction: not disclosed in the provided Form 4 filing.
• Filing date: 2026-03-13 (reported late). Footnote F1 states the late filing was due to administrative matters related to the filer's EDGAR Next registration.
• Timeliness: Late filing (reduces immediate transparency but does not change the nature of the reported trade).

Context

• This transaction is a straight sale of existing shares. For retail investors, purchases tend to be more informative about insider confidence; sales can be routine (diversification, liquidity, tax planning) and should be interpreted with caution. The late filing is noted but the sale details are fully reported.