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ROKU, INC·4

Jun 8, 7:14 PM ET

Collier Charles 4

4 · ROKU, INC · Filed Jun 8, 2026

Research Summary

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Roku (ROKU) President Charles Collier Exercises Options and Sells Shares

What Happened
Charles Collier, President of Roku Media, exercised a total of 20,537 stock options (two exercises of 10,269 and 10,268 shares) at $49.59 per share on June 4, 2026, paying about $1.02M to acquire the shares. The same day he sold those 20,537 shares in multiple open-market transactions for aggregate proceeds of approximately $2.57M. The exercise transactions are reported with code M (option exercise) and the sales with code S (open-market sales).

Key Details

  • Transaction date: June 4, 2026; Form 4 filed June 8, 2026 (filed timely).
  • Options exercised: 20,537 shares at $49.59/share; total exercise cost ≈ $1,018,430.
  • Shares sold: 20,537 shares in multiple trades; total proceeds ≈ $2,565,881. Sale prices ranged across reported lots roughly from $122.86 to $126.14 per share (weighted-average prices reported for grouped trades).
  • Sales executed pursuant to Mr. Collier’s 10b5-1 trading plan (Footnote F1). Additional footnotes (F2–F8) disclose the per-lot weighted-average price ranges; F9 notes the related option vests monthly.
  • Net effect: no net change in the number of shares held from these transactions (exercised 20,537 and sold 20,537).

Context
This was an exercise of vested options followed by same-day open-market sales (effectively a cashless exercise). Sales under a 10b5-1 plan are pre-scheduled and are generally considered routine; they do not by themselves indicate the insider’s ongoing view of the company. All information above is factual and drawn from the Form 4 filing.

Insider Transaction Report

Form 4
Period: 2026-06-04
ROKU, INCROKU
Collier Charles
President, Roku Media
Transactions
  • Exercise/Conversion

    Class A Common Stock

    2026-06-04$49.59/sh+10,269$509,240→ 25,469 total
  • Sale

    Class A Common Stock

    [F1][F2]
    2026-06-04$123.13/sh−900$110,817→ 24,569 total
  • Sale

    Class A Common Stock

    [F1][F3]
    2026-06-04$124.60/sh−3,627$451,924→ 20,942 total
  • Sale

    Class A Common Stock

    [F1][F4]
    2026-06-04$125.28/sh−4,892$612,870→ 16,050 total
  • Sale

    Class A Common Stock

    [F1][F5]
    2026-06-04$126.07/sh−850$107,160→ 15,200 total
  • Exercise/Conversion

    Class A Common Stock

    2026-06-04$49.59/sh+10,268$509,190→ 25,468 total
  • Sale

    Class A Common Stock

    [F1]
    2026-06-04$122.86/sh−300$36,858→ 25,168 total
  • Sale

    Class A Common Stock

    [F1][F6]
    2026-06-04$123.70/sh−700$86,590→ 24,468 total
  • Sale

    Class A Common Stock

    [F1][F7]
    2026-06-04$124.74/sh−5,468$682,078→ 19,000 total
  • Sale

    Class A Common Stock

    [F1][F8]
    2026-06-04$125.68/sh−3,800$477,584→ 15,200 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    [F9]
    2026-06-04−10,269→ 112,958 total
    Exercise: $49.59Exp: 2032-11-03→ Class A Common Stock (10,269 underlying)
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    [F9]
    2026-06-04−10,268→ 102,689 total
    Exercise: $49.59Exp: 2032-11-03→ Class A Common Stock (10,269 underlying)
Footnotes (9)
  • [F1]Shares sold pursuant to Mr. Collier's 10b5-1 plan.
  • [F2]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.86 to $123.82 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F3]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.88 to $124.84 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F4]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.86 to $125.85 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F5]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.92 to $126.14 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F6]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.26 to $124.00 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F7]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.28 to $125.18 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F8]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.34 to $126.14 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F9]This stock option vests in 48 substantially equal monthly installments. The first installment vested on December 4, 2022.
Signature
/s/ Renee Strandness, attorney-in-fact|2026-06-08

Documents

1 file
  • 4
    form4.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES