Buttermore Robert L. 4

Accession 0001963701-25-000010

CIK 0001024478other

View on SEC.gov Company Profile

Filed

Dec 9, 7:00 PM ET

Accepted

Dec 10, 8:13 PM ET

Size

27.2 KB

Accession

0001963701-25-000010

Insider Transaction Report

Form 4

Period: 2025-12-08

ROCKWELL AUTOMATION, INCROK

Buttermore Robert L.

SVP,Chief Supply Chain Officer

Transactions

Sale
Common Stock
2025-12-08$400.94/sh−206$82,594→ 2,685 total
Sale
Common Stock
2025-12-08$401.69/sh−25$10,042→ 2,660 total
Exercise/Conversion
Common Stock
2025-12-09+154→ 2,814 total
Exercise/Conversion
Common Stock
2025-12-09+329→ 3,143 total
Sale
Common Stock
2025-12-10$400.78/sh−63$25,249→ 3,080 total
Sale
Common Stock
2025-12-10$401.77/sh−78$31,338→ 3,002 total
Sale
Common Stock
2025-12-10$402.86/sh−87$35,049→ 2,915 total
Sale
Common Stock
2025-12-10$403.71/sh−1$404→ 2,914 total
Award
Employee Stock Option (Right to Buy)
2025-12-08+9,731→ 9,731 total
Exercise: $402.22From: 2026-12-08Exp: 2035-12-08→ Common Stock (9,731 underlying)
Award
Restricted Stock Units
2025-12-08+2,835→ 2,835 total
From: 2026-12-08Exp: 2028-12-08→ Common Stock (2,835 underlying)
Exercise/Conversion
Restricted Stock Units
2025-12-09−154→ 0 total
From: 2023-12-09Exp: 2025-12-09→ Common Stock (154 underlying)
Exercise/Conversion
Performance Shares
2025-12-09−329→ 0 total
From: 2025-12-09Exp: 2025-12-09→ Common Stock (329 underlying)

Holdings

Common Stock
(indirect: By Savings Plan)
277.218

Footnotes (13)

[F1]Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/27/2024 to cover taxes due on restricted stock units that vested on 12/5/2025.
[F10]The options vest in three substantially equal annual installments beginning on date exercisable.
[F11]Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
[F12]The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.
[F13]Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
[F2]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $400.44 to $401.2850. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
[F3]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $401.58 to $401.8650. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
[F4]Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/27/2024 to cover taxes due on restricted stock units that vested on 12/9/2025.
[F5]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $400.4150 to $401.30. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
[F6]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $401.54 to $402.0250. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
[F7]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $402.54 to $403.3025. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
[F8]Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 9/30/2025. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
[F9]Awarded under the Company's 2020 Long-Term Incentive Plan.

Documents

1 file

4
wk-form4_1765415624.xmlPrimary
FORM 4

Issuer

ROCKWELL AUTOMATION, INC

CIK 0001024478

→

Entity typeother

Related Parties

filerCIK 0001963701

Filing Metadata

Form type: 4
Filed: Dec 9, 7:00 PM ET
Accepted: Dec 10, 8:13 PM ET
Size: 27.2 KB

View on SEC.gov