Wong Tony 4

What Happened Tony Wong, Senior Managing Director at Invesco Ltd. (IVZ), was granted and had restricted stock units (RSUs) convert to shares on 2026-02-28. The filing shows RSU-related awards/settlements totaling 98,272 shares (15,343 + 16,612 + 66,317). To satisfy tax withholding on the vesting/conversion, 17,854 shares were surrendered at $26.26 per share, generating $468,846 in consideration. Two smaller RSU conversions (15,343 and 16,612 shares) are reported as exercised/converted (derivative transactions) on the same date.

Key Details

• Transaction date: 2026-02-28; Form 4 filed 2026-03-03.
• Awards/Acquisitions reported: 15,343; 16,612; and 66,317 RSUs (total 98,272).
• Derivative exercises/conversions: 15,343 and 16,612 shares (reported as M/derivative).
• Tax withholding (code F): 17,854 shares disposed at $26.26 each = $468,846.
• Footnotes: F1 — each RSU represents a contingent right to one common share; F2 — RSUs vest in four equal installments and expire upon termination of employment.
• Shares owned after the transactions are not specified in the provided filing.

Context

• These entries reflect equity compensation and RSU settlement, not an open-market purchase or sale for investment reasons. The surrender of 17,854 shares to cover taxes is a common payroll tax withholding mechanism when RSUs vest (a cashless/stock-withholding approach). Derivative entries indicate conversion/exercise of RSUs into shares rather than option purchases.