Ballard Joshua 4
4 · USA Rare Earth, Inc. · Filed Aug 15, 2025
Insider Transaction Report
Form 4
Ballard Joshua
DirectorChief Executive Officer
Transactions
- Award
Restricted Stock Units
2025-08-13+181,984→ 181,984 total→ Common Stock, par value $0.0001 per share (181,984 underlying) - Award
Restricted Stock Units
2025-08-13+90,992→ 90,992 totalExercise: $0.00→ Common Stock, par value $0.0001 per share (90,992 underlying)
Footnotes (3)
- [F1]Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Issuer's common stock.
- [F2]The restricted stock unit ("RSU") will vest in two equal tranches. 50% of the RSU will vest on May 20, 2026 and May 20, 2027, respectively. If the vesting date occurs during a closed Trading Window under the Issuer's Insider Trading Policy, then the RSUs shall vest on the first Trading Day of the next open Trading Window pursuant to the Issuer's Insider Trading Policy, subject in all cases to any applicable outside dates required to comply with applicable tax laws and the terms of the Issuer's Amended and Restated 2024 Omnibus Incentive Plan.
- [F3]The restricted stock unit ("RSU") will vest in three equal tranches. 33 1/3% of the RSU will vest on May 20, 2026, May 20, 2027, and May 20, 2028, respectively. If the vesting date occurs during a closed Trading Window under the Issuer's Insider Trading Policy, then the RSUs shall vest on the first Trading Day of the next open Trading Window pursuant to the Issuer's Insider Trading Policy, subject in all cases to any applicable outside dates required to comply with applicable tax laws and the terms of the Issuer's Amended and Restated 2024 Omnibus Incentive Plan.