Insider · CIK 0001751098

Ballard Joshua

Reports to the SEC for 2 companies · STILLWATER, OK

sec.gov

Transactions

Companies

Filings

CIK

0001751098

Forms 4 and 5

Insider transactions

32 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2025-08-13	USARUSA Rare Earth, Inc. · Restricted Stock UnitsA Award	Director, Chief Executive Officer	AAward	+91K sh	—	—	90,992
2025-08-13	USARUSA Rare Earth, Inc. · Restricted Stock UnitsA Award	Director, Chief Executive Officer	AAward	+182K sh	—	—	181,984
2024-05-28	ERIIEnergy Recovery, Inc.S Sale	Chief Financial Officer	SSale	−4,051 sh	$13.54	−$54.9K	40,376
2024-03-11	ERIIEnergy Recovery, Inc.S Sale	Chief Financial Officer	SSale	−979 sh	$14.98	−$14.7K	44,427
2024-02-01	ERIIEnergy Recovery, Inc.S Sale	Chief Financial Officer	SSale	−746 sh	$15.64	−$11.7K	45,406
2024-01-03	ERIIEnergy Recovery, Inc. · Employee Stock Option (Right to Buy)M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−6,250 sh	$7.60	−$47.5K	8,300
2024-01-03	ERIIEnergy Recovery, Inc.S Sale	Chief Financial Officer	SSale	−6,250 sh	$18.59	−$116K	46,152
2024-01-03	ERIIEnergy Recovery, Inc.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+6,250 sh	$7.60	+$47.5K	52,402
2024-01-02	ERIIEnergy Recovery, Inc.S Sale	Chief Financial Officer	SSale	−6,250 sh	$18.50	−$116K	46,152
2024-01-02	ERIIEnergy Recovery, Inc. · Employee Stock Option (Right to Buy)M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−6,250 sh	$7.60	−$47.5K	14,550
2024-01-02	ERIIEnergy Recovery, Inc.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+6,250 sh	$7.60	+$47.5K	52,402
2023-09-12	ERIIEnergy Recovery, Inc.S Sale	Chief Financial Officer	SSale	−700 sh	$24.03	−$16.8K	0
2023-07-25	ERIIEnergy Recovery, Inc.A Award	Chief Financial Officer	AAward	+21.5K sh	—	—	46,152
2023-03-09	ERIIEnergy Recovery, Inc.S Sale	Chief Financial Officer	SSale	−883 sh	$23.99	−$21.2K	24,621
2023-02-03	ERIIEnergy Recovery, Inc.S Sale	Chief Financial Officer	SSale	−3,208 sh	$22.47	−$72.1K	25,504
2023-02-02	ERIIEnergy Recovery, Inc.S Sale	Chief Financial Officer	SSale	−2,138 sh	$22.57	−$48.3K	28,712
2023-02-01	ERIIEnergy Recovery, Inc.S Sale	Chief Financial Officer	SSale	−15K sh	$21.88	−$328K	30,850
2023-02-01	ERIIEnergy Recovery, Inc. · Employee Stock Option (Right to Buy)M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−15K sh	$7.60	−$114K	20,737
2023-02-01	ERIIEnergy Recovery, Inc.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+15K sh	$7.60	+$114K	45,850
2023-01-30	ERIIEnergy Recovery, Inc.A Award	Chief Financial Officer	AAward	+8,173 sh	$21.41	+$175K	30,850
2022-03-07	ERIIEnergy Recovery, Inc.A Award	Chief Financial Officer	AAward	+7,911 sh	$18.96	+$150K	22,677
2022-02-01	ERIIEnergy Recovery, Inc.F Tax Payment	Chief Financial Officer	FTax Payment	−2,204 sh	$19.57	−$43.1K	14,766
2022-01-28	ERIIEnergy Recovery, Inc. · Employee Stock Option (Right to Buy)A Award	Chief Financial Officer	AAward	+47.3K sh	$18.99	+$899K	47,348
2021-07-26	ERIIEnergy Recovery, Inc. · Employee Stock Option (Right to Buy)A Award	Chief Financial Officer	AAward	+6,356 sh	—	—	6,356
2021-02-02	ERIIEnergy Recovery, Inc.F Tax Payment	Chief Financial Officer	FTax Payment	−2,213 sh	$13.96	−$30.9K	17,670
2021-02-01	ERIIEnergy Recovery, Inc. · Employee Stock Option (Right to Buy)A Award	Chief Financial Officer	AAward	+62.2K sh	—	—	62,248
2020-02-03	ERIIEnergy Recovery, Inc.F Tax Payment	Chief Financial Officer	FTax Payment	−2,198 sh	$10.25	−$22.5K	19,883
2020-01-31	ERIIEnergy Recovery, Inc. · Employee Stock Option (Right to Buy)A Award	Chief Financial Officer	AAward	+54.4K sh	—	—	54,429
2019-01-31	ERIIEnergy Recovery, Inc.A Award	Chief Financial Officer	AAward	+21.4K sh	$7.60	+$162K	22,081
2019-01-31	ERIIEnergy Recovery, Inc.A Award	Chief Financial Officer	AAward	+21.4K sh	$7.60	+$162K	22,081
2019-01-31	ERIIEnergy Recovery, Inc. · Employee Stock Option (Right to Buy)A Award	Chief Financial Officer	AAward	+35.8K sh	—	—	35,800
2019-01-31	ERIIEnergy Recovery, Inc. · Employee Stock Option (Right to Buy)A Award	Chief Financial Officer	AAward	+35.7K sh	$7.60	+$272K	35,737

Recent filings

Accepted (ET)
Aug 154
Ballard Joshua0001970622-25-000051
SEC(opens sec.gov)
May 304
Ballard Joshua0001421517-24-000111
SEC(opens sec.gov)
Mar 134
Ballard Joshua0001421517-24-000071
SEC(opens sec.gov)
Feb 54
Ballard Joshua0001421517-24-000027
SEC(opens sec.gov)
Jan 44
Ballard Joshua0001421517-24-000002
SEC(opens sec.gov)
Sep 144
Ballard Joshua0001421517-23-000157
SEC(opens sec.gov)
Jul 274
Ballard Joshua0001421517-23-000137
SEC(opens sec.gov)
Mar 134
Ballard Joshua0001421517-23-000052
SEC(opens sec.gov)
Feb 74
Ballard Joshua0001421517-23-000031
SEC(opens sec.gov)
Feb 34
Ballard Joshua0001421517-23-000021
SEC(opens sec.gov)
Feb 14
Ballard Joshua0001421517-23-000012
SEC(opens sec.gov)

Companies

Address

100 W AIRPORT ROAD

STILLWATER, OK, 74075