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WINTRUST FINANCIAL CORP·4

Jan 26, 4:06 PM ET

Lee David Eric 4

Research Summary

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Wintrust (WTFC) Vice Chair David Eric Lee Receives Award of 2,680 Shares

What Happened
David Eric Lee, Vice Chair of Wintrust Financial Corp (WTFC), received an award of 2,680 shares on January 22, 2026. The grant is reported at $152.21 per share for a total reported value of $407,923. This transaction is an award/grant (code A), not an open‑market purchase or sale.

Key Details

  • Transaction date and price: 2026-01-22 at $152.21 per share; total value $407,923.
  • Shares recorded in this grant: 2,680 total (see footnotes below for breakdown).
  • Shares owned after transaction: Not specified on this Form 4.
  • Footnotes:
    • F1: 1,468 Restricted Stock Units (RSUs) under the 2025 Stock Incentive Plan; each RSU represents a contingent right to one share and vests on the third anniversary of the grant.
    • F2: 1,212 shares awarded upon attainment of performance objectives under the company’s Long Term Incentive Program.
  • Filing timeliness: Form 4 filed 2026-01-26; this appears to be within the standard SEC reporting window (timely).

Context
This award is part of executive compensation (RSUs and performance shares). RSUs are contingent rights that convert to shares upon vesting; performance shares depend on meeting predefined targets. Such grants are routine compensation and do not necessarily indicate an insider view to buy or sell the stock.