4//SEC Filing
Spice Adam C. 4
Accession 0002001011-26-000002
CIK 0001819994other
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 6:24 PM ET
Size
20.8 KB
Accession
0002001011-26-000002
Insider Transaction Report
Form 4
Rocket Lab CorpRKLB
Spice Adam C.
Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock
2026-01-05$1.09/sh+731,330$797,150→ 2,725,233 total - Sale
Common Stock
2026-01-05$72.15/sh−24,677$1,780,421→ 2,700,556 total - Sale
Common Stock
2026-01-05$73.03/sh−185,066$13,515,296→ 2,515,490 total - Sale
Common Stock
2026-01-05$74.02/sh−252,046$18,655,840→ 2,263,444 total - Sale
Common Stock
2026-01-05$74.91/sh−234,588$17,572,799→ 2,028,856 total - Sale
Common Stock
2026-01-05$75.97/sh−190,708$14,488,678→ 1,838,148 total - Sale
Common Stock
2026-01-05$76.98/sh−236,951$18,241,673→ 1,601,197 total - Sale
Common Stock
2026-01-05$78.04/sh−241,629$18,857,573→ 1,359,568 total - Exercise/Conversion
Employee Stock Option (right to buy)
2026-01-05−731,330→ 2,522,825 totalExercise: $1.09Exp: 2028-08-03→ Common Stock (731,330 underlying)
Footnotes (9)
- [F1]Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 19, 2025.
- [F2]The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $71.4900 to $72.4800. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $72.4900 to $73.4800. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $73.4900 to $74.4800. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F5]The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $74.4900 to $75.4800. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F6]The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $75.4900 to $76.4850. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F7]The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $76.5000 to $77.4900. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F8]The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $77.5200 to $78.2400. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F9]The stock option was granted on August 3, 2018, and had a vesting commencement date of May 25, 2018. 1/4 of the shares subject to the stock option vest on the one year anniversary of the vesting commencement date, and 1/48 of the shares subject to the stock option vest on a monthly basis each month thereafter, subject, in each case, to the reporting person's continued service relationship through each applicable vesting date.
Documents
Issuer
Rocket Lab Corp
CIK 0001819994
Entity typeother
Related Parties
1- filerCIK 0001509421
Filing Metadata
- Form type
- 4
- Filed
- Jan 5, 7:00 PM ET
- Accepted
- Jan 6, 6:24 PM ET
- Size
- 20.8 KB