Haskell Gregory W 4

4 · Innventure, Inc. · Filed Apr 6, 2026

AI-generated summary of this filing

Updated Apr 6, 2026

Innventure (INV) CEO Gregory Haskell Receives RSUs and Stock Options

What Happened

Gregory W. Haskell, CEO of Innventure, Inc. (INV), received equity awards on April 2, 2026: 121,228 restricted stock units (RSUs) granted (no cost to him) and a derivative grant covering 228,787 shares in the form of nonqualified stock options. The RSUs have no purchase price; the options carry a $6.00 exercise price. Together the awards cover 350,015 underlying shares.

Key Details

Transaction date: April 2, 2026; Form 4 filed April 6, 2026 (timely filing).
RSUs: 121,228 units granted; vest in three equal installments on Apr 2 of 2027, 2028 and 2029, subject to continued service (F1).
Stock options (derivative): 228,787 share-equivalents granted; one-third vests Apr 2, 2027, remainder vests in eight substantially equal quarterly installments thereafter; options are premium-priced with $6.00 exercise price (F2).
Grant-date closing price: $4.64 per share (grant-date close), so the $6.00 exercise price is above the market price at grant (out-of-the-money).
Shares owned after transaction: not specified in the provided filing.

Context

RSUs convert to actual shares only upon vesting and do not require exercise — they are a compensation award, not a purchase.
The stock options are not exercised here; they give the right to buy shares at $6.00 in the future once vested. Because the exercise price exceeded the market close on the grant date, these options had no intrinsic value at grant.
These are award grants (A) — routine executive compensation rather than open-market purchases or sales; they do not by themselves signal a buy/sell action in the market.

Form 4

Period: 2026-04-02

DirectorChief Executive Officer

Transactions

Award
Common Stock
[F1]
2026-04-02+121,228→ 883,343 total
Award
Nonqualified Stock Option (right to buy)
[F2]
2026-04-02+228,787→ 228,787 total
Exercise: $6.00From: 2027-04-02Exp: 2036-04-02→ Common Stock (228,787 underlying)

Footnotes (2)

[F1]The Restricted Stock Units were granted to the Reporting Person under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan (the "Plan"), and vest in three equal installments on April 2, 2027, April 2, 2028, and April 2, 2029, subject to the Reporting Person's continuous service to Innventure, Inc. (the Issuer") until the applicable vesting date.
[F2]The nonqualified stock options ("Stock Options"), exercisable solely in the Issuer's common stock, par value $0.0001 per share ("Common Stock") were granted by the Issuer to the Reporting Person on April 2, 2026 pursuant to the Plan. One-third of the shares of Common Stock underlying the Stock Options vest and become exercisable on April 2, 2027 and the remaining two-thirds of the shares of Common Stock underlying the Stock Options vest and become exercisable in eight substantially equal installments on each three-month anniversary thereafter, subject to the Reporting Person's continuous service to the Issuer until the applicable vesting date. The Stock Options were granted as a premium-price stock options. The $6.00 exercise price exceeds the $4.64 closing price of the Issuer's Common Stock on the grant date.

Signature

/s/ Suzanne Niemeyer, Attorney-In-Fact|2026-04-06

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