Haskell Gregory W 4

What Happened

• Gregory W. Haskell, CEO of Innventure, Inc. (INV), received equity awards on April 2, 2026: 121,228 restricted stock units (RSUs) granted (no cost to him) and a derivative grant covering 228,787 shares in the form of nonqualified stock options. The RSUs have no purchase price; the options carry a $6.00 exercise price. Together the awards cover 350,015 underlying shares.

Key Details

• Transaction date: April 2, 2026; Form 4 filed April 6, 2026 (timely filing).
• RSUs: 121,228 units granted; vest in three equal installments on Apr 2 of 2027, 2028 and 2029, subject to continued service (F1).
• Stock options (derivative): 228,787 share-equivalents granted; one-third vests Apr 2, 2027, remainder vests in eight substantially equal quarterly installments thereafter; options are premium-priced with $6.00 exercise price (F2).
• Grant-date closing price: $4.64 per share (grant-date close), so the $6.00 exercise price is above the market price at grant (out-of-the-money).
• Shares owned after transaction: not specified in the provided filing.

Context

• RSUs convert to actual shares only upon vesting and do not require exercise — they are a compensation award, not a purchase.
• The stock options are not exercised here; they give the right to buy shares at $6.00 in the future once vested. Because the exercise price exceeded the market close on the grant date, these options had no intrinsic value at grant.
• These are award grants (A) — routine executive compensation rather than open-market purchases or sales; they do not by themselves signal a buy/sell action in the market.