JOHNSTON SHANNON A 4

What Happened

• Shannon A. Johnston, a Senior Managing Director and CIOO at Invesco Ltd. (IVZ), received RSU-related awards and completed a conversion/vesting event on Feb 28, 2026. The filing shows 8,913 RSUs converted to common shares (vesting/conversion), and 37,825 RSUs granted. To cover tax withholding, 3,970 shares were surrendered at $26.26 per share, totaling $104,252. These transactions are awards/vests and a tax-withholding disposition — not an open-market purchase or deliberate sale for cash.

Key Details

• Transaction date: 2026-02-28; filing date: 2026-03-03 (reporting the Feb 28 events).
• Specifics:
  • 8,913 shares acquired (conversion/vesting of RSUs) — reported at $0.00 per share for acquisition.
  • 8,913 derivative instrument disposed (exercise/conversion entry) — reported at $0.00.
  • 3,970 shares withheld/disposed to satisfy tax liability at $26.26 each = $104,252 (code F).
  • 37,825 RSUs granted (reported as derivative award) at $0.00.
• Shares owned following the transactions: not specified in the provided report.
• Footnotes: F1 — each Restricted Stock Unit (RSU) converts to one common share; F2 — RSUs vest in four equal annual installments and expire upon termination.
• Filing timeliness: filed Mar 3, 2026 for Feb 28, 2026 transactions (no late-filing flag provided in the supplied data).

Context

• This was primarily an RSU vesting/conversion and a new RSU grant, with a routine tax-withholding disposition (common practice when RSUs vest). The withholding (code F) indicates shares were surrendered to cover taxes rather than sold on the open market; such awards are compensation, not an investment buy/sell signal.