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SMARTFINANCIAL INC.·4

Mar 11, 5:00 PM ET

Cain Cynthia A 4

Research Summary

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Updated

SMARTFINANCIAL (SMBK) CAO Cynthia Cain Receives Restricted Stock

What Happened

  • Cynthia A. Cain, Chief Accounting Officer of SMARTFINANCIAL, was granted 2,052 restricted shares on March 10, 2026. The Form 4 reports an acquisition price of $0.00 (grant award), with vesting scheduled for March 10, 2030 per the filing footnote.

Key Details

  • Transaction date: March 10, 2026; Report filed: March 11, 2026 (timely).
  • Transaction type/code: Award/Grant (A).
  • Shares granted: 2,052; reported acquisition price: $0.00.
  • Vesting: Restricted stock vests on March 10, 2030 (Footnote F1).
  • Footnote F2: References inclusion of shares acquired under SMBK’s Dividend Reinvestment Plan in holdings.
  • Shares owned after the transaction: not specified in the summary provided—see the full Form 4 for total post-transaction holdings.

Context

  • This was a restricted stock grant (compensation award), not an open-market purchase or sale. Such awards are common for aligning executive incentives and typically vest over time, so they do not represent an immediate buy/sell market signal.