Harford Suni P 4

What Happened Suni P. Harford, a director of Capital One Financial Corp (COF), received an award of 1,294 restricted stock units (RSUs) on May 8, 2026. The award was reported as an "A" (award/grant) on the Form 4 with a reported acquisition price of $0.00 (typical for RSU grants). These RSUs will vest in their entirety and settle in shares of Capital One common stock on May 8, 2027; the reporting person is also entitled to additional shares representing accrued dividends payable at settlement.

Key Details

• Transaction date: May 8, 2026; Report filed: May 12, 2026 (filed within the required two business days).
• Transaction type/code: Award/Grant (A); Amount: 1,294 RSUs; Reported price $0.00.
• Vesting/settlement: RSUs vest and convert to shares on May 8, 2027; dividend equivalents will be issued as additional shares at settlement (per footnote).
• Shares owned after transaction: Not disclosed in this Form 4 filing.
• Filing timeliness: Timely (filed within the two-business-day Form 4 deadline).

Context RSUs are a common form of equity compensation for executives and directors. They are not an open-market purchase or sale and do not necessarily reflect immediate trading sentiment—value will depend on Capital One’s share price when the RSUs vest and settle. This transaction is a compensation award, not a cash purchase or sale.