ROCKWELL AUTOMATION, INC·4

Apr 3, 5:17 PM ET

Bulho Matheus De A G Viera 4

4 · ROCKWELL AUTOMATION, INC · Filed Apr 3, 2026

Research Summary

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Rockwell Automation (ROK) SVP Matheus Bulho Sells 299 Shares

What Happened
Matheus Bulho (SVP, Software and Control) had 882 restricted stock units (RSUs) convert to common shares on 2026-04-01 (recorded as an exercise/conversion, acquisition price $0). Under a Rule 10b5-1 plan, he sold 299 of those shares in an open-market transaction on 2026-04-02 at a weighted average price of $359.00, generating proceeds of approximately $107,341.

Key Details

  • Transactions:
    • 2026-04-01: 882 RSUs converted to 882 shares (exercise/conversion, $0 per share).
    • 2026-04-02: Sold 299 shares in open market at a weighted avg price of $359.00 (range $358.76–$359.25).
  • Proceeds from sale: ~ $107,341.
  • Sale executed pursuant to a Rule 10b5-1 plan entered 11/26/2025 to cover taxes due on RSUs that vested 4/1/2026 (footnote F1).
  • Each RSU equals one share (F4); RSUs vest in three substantially equal annual installments beginning on the date exercisable (F5).
  • Filing does not specify total shares owned by the reporting person after these transactions in this Form 4.

Context

  • This was not a market purchase (not a bullish insider buy); the activity reflects RSU vesting and a planned sale to cover tax obligations rather than an investment decision.
  • The conversion was recorded as a derivative exercise/conversion (code M). The subsequent open-market sale of 299 shares was under a pre-established 10b5-1 plan (routine tax-covering sale).
  • The reported sale price is a weighted average; the filer can provide the exact quantities sold at each price upon request (F2).

Insider Transaction Report

Form 4
Period: 2026-04-01
Bulho Matheus De A G Viera
SVP Software and Control
Transactions
  • Exercise/Conversion

    Common Stock

    2026-04-01+8823,283 total
  • Sale

    Common Stock

    [F1][F2]
    2026-04-02$359.00/sh299$107,3412,984 total
  • Exercise/Conversion

    Restricted Stock Units

    [F4][F5]
    2026-04-01882883 total
    From: 2025-04-01Exp: 2027-04-01Common Stock (882 underlying)
Holdings
  • Common Stock

    [F3]
    (indirect: By Savings Plan)
    5.71
Footnotes (5)
  • [F1]Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/2025 to cover taxes due on restricted stock units that vested on 4/1/2026.
  • [F2]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $358.76 to $359.25. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
  • [F3]Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 3/31/2026. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
  • [F4]Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
  • [F5]The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.
Signature
Danielle White, Attorney-In-Fact for Matheus De A G Viera Bulho|2026-04-03

Documents

1 file
  • 4
    wk-form4_1775251016.xmlPrimary

    FORM 4