4//SEC Filing
Nithrakashyap Arvind 4
Accession 0002019143-25-000008
CIK 0001943896other
Filed
Dec 17, 7:00 PM ET
Accepted
Dec 18, 8:00 PM ET
Size
15.9 KB
Accession
0002019143-25-000008
Insider Transaction Report
Form 4
Rubrik, Inc.RBRK
Nithrakashyap Arvind
DirectorChief Technology Officer
Transactions
- Conversion
Class A Common Stock
2025-12-16+40,625→ 374,153 total - Sale
Class A Common Stock
2025-12-17$76.19/sh−31,450$2,396,176→ 342,703 total - Exercise/Conversion
Restricted Stock Unit
2025-12-16−40,625→ 40,625 totalExp: 2029-08-07→ Class B Common Stock (40,625 underlying) - Exercise/Conversion
Class B Common Stock
2025-12-16+40,625→ 10,371,570 total→ Class A Common Stock (40,625 underlying) - Conversion
Class B Common Stock
2025-12-16−40,625→ 10,330,945 total→ Class A Common Stock (40,625 underlying)
Holdings
- 200,000(indirect: By Trust)
Class B Common Stock
→ Class A Common Stock (200,000 underlying)
Footnotes (5)
- [F1]This sale reported on this Form 4 was effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs).
- [F2]Each RSU represents a contingent right to receive one share of Class B Common Stock.
- [F3]The shares of Class B Common Stock are to be acquired upon the vesting of an RSU award previously granted to the Reporting Person. The RSUs shall vest as follows: 1/16 of the shares subject to the RSU vest in sixteen equal quarterly installments measured from January 27, 2022 and the Issuer's achievement of a specified average price per share prior to the earlier of (i) the five year anniversary of the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering and (ii) the expiration of the RSU award, subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan) as a full time employee of the Issuer on each such date.
- [F4]Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
- [F5]The shares are held of record by Arvind Nithrakashyap, as Trustee of the Nithrakashyap/Chatterjee Revocable Trust, for which the Reporting Person serves as trustee and shares voting and dispositive power with his spouse.
Documents
Issuer
Rubrik, Inc.
CIK 0001943896
Entity typeother
Related Parties
1- filerCIK 0002019143
Filing Metadata
- Form type
- 4
- Filed
- Dec 17, 7:00 PM ET
- Accepted
- Dec 18, 8:00 PM ET
- Size
- 15.9 KB