4//SEC Filing
McCarthy Brian K. 4
Accession 0002020217-25-000008
CIK 0001943896other
Filed
Sep 17, 8:00 PM ET
Accepted
Sep 18, 5:00 PM ET
Size
13.9 KB
Accession
0002020217-25-000008
Insider Transaction Report
Form 4
Rubrik, Inc.RBRK
McCarthy Brian K.
Pres.,Global Sales & Field Ops
Transactions
- Conversion
Class A Common Stock
2025-09-16+6,250→ 412,302 total - Conversion
Class B Common Stock
2025-09-16−6,250→ 0 total→ Class A Common Stock (6,250 underlying) - Exercise/Conversion
Restricted Stock Units
2025-09-16−6,250→ 12,500 totalExp: 2029-04-13→ Class B Common Stock (6,250 underlying) - Sale
Class A Common Stock
2025-09-16$74.21/sh−4,670$346,561→ 407,632 total - Exercise/Conversion
Class B Common Stock
2025-09-16+6,250→ 6,250 total→ Class A Common Stock (6,250 underlying)
Footnotes (4)
- [F1]This sale reported on this Form 4 was effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs).
- [F2]Each RSU represents a contingent right to receive one share of Class B Common Stock.
- [F3]The RSUs shall vest as follows: 1/16 of the shares subject to the RSU vested on June 15, 2022, and 1/16 of the shares subject to the RSU vest every quarter thereafter, and a liquidity event-based vesting condition which was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, all subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan).
- [F4]Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
Documents
Issuer
Rubrik, Inc.
CIK 0001943896
Entity typeother
Related Parties
1- filerCIK 0002020217
Filing Metadata
- Form type
- 4
- Filed
- Sep 17, 8:00 PM ET
- Accepted
- Sep 18, 5:00 PM ET
- Size
- 13.9 KB