Rubrik, Inc.·4

Feb 3, 9:34 PM ET

McCarthy Brian K. 4

4 · Rubrik, Inc. · Filed Feb 3, 2026

Research Summary

AI-generated summary of this filing

Updated

Rubrik (RBRK) President Brian McCarthy Receives RSU & PSU Award

What Happened
Brian K. McCarthy, President, Global Sales & Field Operations of Rubrik, was granted equity awards on 2026-01-31: 442,022 restricted stock units (RSUs) and 147,341 performance stock units (PSUs). Both grants are recorded at $0.00 per share on the Form 4 (common for equity awards) — these are compensation awards, not open-market purchases or sales.

Key Details

  • Transaction date(s): January 31, 2026; Form 4 filed February 3, 2026 (Accession 0002020217-26-000004).
  • Reported price: $0.00 per share (award/grant).
  • Shares owned after transaction: Not specified in the filing.
  • Footnotes: F1 = RSUs subject to service-based vesting; F2 = PSUs vest only if Rubrik’s Class A common stock reaches specified per-share price targets and the reporting person remains in continuous service through each performance date.
  • Filing timeliness: Form filed Feb 3, 2026; the filing itself shows the grant date and does not indicate a delinquent/late filing flag.

Context
RSUs are time- or service-vested awards that convert to shares if vesting conditions are met. PSUs are performance-based and only convert to shares if the company meets specified stock-price performance hurdles (plus continued employment). These grants are routine executive compensation and are not the same as an insider buying or selling shares in the market.

Insider Transaction Report

Form 4
Period: 2026-01-31
McCarthy Brian K.
Pres.,Global Sales & Field Ops
Transactions
  • Award

    Class A Common Stock

    [F1]
    2026-01-31+442,022772,794 total
  • Award

    Performance Stock Units

    [F2]
    2026-01-31+147,341147,341 total
    Class A Common Stock (147,341 underlying)
Footnotes (2)
  • [F1]Represents the grant of restricted stock units which are subject to service-based vesting conditions.
  • [F2]Represents the grant of Performance Stock Units ("PSUs"). The PSUs vest upon the Issuer's Class A Common Stock achieving specified per share prices, subject to the Reporting Person's Continuous Service through each performance achievement date.
Signature
/s/ Anne-Kathrin Lalendran, Attorney-in-Fact|2026-02-03

Documents

1 file
  • 4
    form4-02042026_020226.xmlPrimary